-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OcOO2SfK3a14lguy3X8pvKfNOF1WS5XHmQfOZmknrudWCOyVVHx8fI0yz4BV7Tjh hrwDT7DmRmhyj+H6vmE4TA== 0001012870-01-000796.txt : 20010223 0001012870-01-000796.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000796 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SONICWALL INC CENTRAL INDEX KEY: 0001093885 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770270079 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58485 FILM NUMBER: 1544457 BUSINESS ADDRESS: STREET 1: 1160 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087459600 MAIL ADDRESS: STREET 1: 5400 BETSY ROSS DR CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAVI SREEKANTH CENTRAL INDEX KEY: 0001134884 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1160 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087527802 MAIL ADDRESS: STREET 1: 1160 BRODEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. _)* SonicWALL, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 835470105 - ------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 pages - -------------------------------------------------------------------------------------------------- CUSIP 835470105 13G Page 2 of 7 - -------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Sreekanth Ravi Tax ID Number: - ------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 8,576,354 shares, of which 7,476,354 are directly owned by Sreekanth Ravi, 1,100,000 are held by Sreekanth Ravi as BENEFICIALLY Trustee, and 299,990 shares issuable upon exercise of an option. Sreekanth Ravi may be deemed to have sole power to OWNED BY EACH vote these shares. ---------------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER 0 shares PERSON ---------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER WITH 8,576,354 shares, of which 7,476,354 are directly owned by Sreekanth Ravi, 1,100,000 are held by Sreekanth Ravi as Trustee, and 299,990 shares issuable upon exercise of an option. Sreekanth Ravi may be deemed to have sole power to dispose of these shares. ---------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 shares - ------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,576,354 - ------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.69% - ------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------------------------------------------------------- CUSIP 835470105 13G Page 3 of 7 - ------------------------------------------------------------------------------- ITEM 1(a). NAME OF ISSUER: --------------- SonicWALL, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 1160 Bordeaux Drive Sunnyvale, CA 94089 ITEM 2(a). NAME OF PERSON FILING: ---------------------- This statement is filed by Sreekanth Ravi, referred to as the "Reporting Person". ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal business office for the Reporting Person is: SonicWALL, Inc. 1160 Bordeaux Drive Sunnyvale, CA 94089 ITEM 2(c) CITIZENSHIP: ------------ Sreekanth Ravi is a United States citizen. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: ------------- 835470105 ITEM 3. Not Applicable -------------- - -------------------------------------------------------------------------------- CUSIP 835470105 13G Page 4 of 7 - -------------------------------------------------------------------------------- ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the person filing this Statement is provided as of December 31, 2000: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for the Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for the Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for the Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for the Reporting Person. (iii) Sole power to dispose or to direct the disposition -------------------------------------------------- of: -- See Row 7 of cover page for the Reporting Person. (iv) Shared power to dispose or to direct the disposition ---------------------------------------------------- of: -- See Row 8 of cover page for the Reporting Person. - ------------------------------------------------------------------------------- CUSIP 835470105 13G Page 5 of 7 - ------------------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE ---------------------------------------------------------------------- SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: --------------------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- - ------------------------------------------------------------------------------- CUSIP 835470105 13G Page 6 of 7 - ------------------------------------------------------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated February 14, 2001 By: /s/ Sreekanth Ravi -------------------------------- Sreekanth Ravi, CEO -----END PRIVACY-ENHANCED MESSAGE-----